As a well-respected life and viatical settlement brokerage firm, Alantra sets the bar for compliance and sound business practices in the life settlements industry with our trusted legal counsel.
We strictly adhere to the licensing and regulatory requirements of each state, and we assist advisors in navigating the complex compliance requirements through our comprehensive Compliance Assistance Program.
View State Regulatory Requirements & Licensing
We also abide by all federal guidelines including:
ALM Anti-Money Laundering (AML) Program
Standards adopted by Life Insurance Settlement Association
Health Insurance Portability and Accountability (HIPA) Act of 1996
In addition, Alantra has established the most stringent policies and adopted industry guidelines to protect our clients' best interests. These policies include:
Viatical Settlements Model Act established by the National Association of Insurance Commissioners.
Every Alantra representative commits to uphold our rigorous Code of Ethics.
Alantra also protects the Confidentiality & Privacy of our client's information by employing the strictest security measures throughout the settlement process.
Alantra will not participate in transactions involving the sale of newly issued life insurance policies that were purchased with the sole intent to sell. Without a showing of an unanticipated change in the health status and/or financial condition of the owner of the policy, Alantra will not enter into a viatical or life settlement transaction within two years of the issue date of a life insurance policy, or such other period of time to be determined by law, not to exceed the contestable period.
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